Category Archives: 401(k) – SDBA

Fiduciary Duties Managing Pension Assets within a Self-Directed Brokerage Account

It is natural to expect pension plan participants to seek financial advice concerning one of their largest financial assets. How can a financial advisor help provide financial advice and what responsibilities are owed according to the Employee Retirement Income Security Act of 1974 (ERISA) for their recommendations to pension plan participants.  A financial advisor can provide…
Read more