Sharing Client Information as Authorized by Client
Client information is essential to the analysis, strategy, implementation and monitoring of any financial plan and investment policy statement. Some constraints to the effective implementation and monitoring of a recommended plan of action can be alleviated when a client authorizes the sharing of client information. In most instances, the information is highly confidential and requires the utmost care in maintaining information along with privacy and security.
The client information is provided through a signed authorization for the release of the information between responsible parties. The required information can be for a wide array of subject matter including:
- Client Health History;
- Will, Trust, Health Care Directives;
- Business Documents;
- Prior Investment History;
- Duplicate Copies of Account Statements;
- Electronic Access to Account Information; and
- Tax Returns.
